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Error Analysis and Ablations: Part 3: Error Taxonomies
3. Error Taxonomies
Error Taxonomies is the part of error analysis and ablations that turns the approved TOC into a concrete learning path. The subsections below keep the focus on Chapter 17's canonical job: measurement, reliability, uncertainty, and decision support for AI systems.
3.1 False positives and false negatives
False positives and false negatives is part of the canonical scope of error analysis and ablations. In this chapter, the object under study is not merely a dataset or a model, but the full failure slice and causal comparison: the items, prompts, outputs, graders, uncertainty statements, and decision rules that turn model behavior into evidence.
The basic mathematical pattern is an empirical estimator. For a model or system evaluated on items , the local estimate is written
The formula is intentionally simple. The difficulty lies in deciding what counts as an item, which loss or score is meaningful, whether the items are independent, and whether the estimate answers the real product or research question. For false positives and false negatives, those choices determine whether the reported number is evidence or decoration.
A useful invariant is that every evaluation claim should be reproducible as a tuple , where is the system, is the task sample, is the prompt or intervention policy, is the grader, and is the aggregation rule. If any part of this tuple is missing, the number cannot be audited.
| Component | What to record | Why it matters |
|---|---|---|
| Item definition | IDs, source, split, and allowed transformations | Prevents accidental drift in false positives and false negatives |
| Scoring rule | Exact formula for \mathbb{1}{e_i \in E} | Makes comparisons repeatable |
| Aggregation | Mean, weighted mean, worst group, or pairwise model | Determines the scientific claim |
| Uncertainty | Standard error, interval, or posterior summary | Separates signal from sampling noise |
| Audit trail | Code version and random seeds | Makes failures debuggable |
Examples of correct use:
- Report false positives and false negatives with item count, prompt protocol, grader version, and a confidence interval.
- Use paired comparisons when two models answer the same evaluation items.
- Inspect at least one meaningful slice before concluding that the aggregate result is reliable.
- Store raw outputs so future graders can be replayed without querying the model again.
- Document whether the metric is measuring capability, reliability, user value, or risk.
Non-examples:
- A leaderboard point estimate without sample size.
- A benchmark score produced with an undocumented prompt template.
- A model-graded result without judge identity, rubric, or agreement check.
- A robustness claim measured only on the easiest in-distribution examples.
- An online win declared before the randomization and logging checks pass.
Worked evaluation pattern for false positives and false negatives:
- Define the evaluation population in words before writing code.
- Choose the smallest metric set that answers the decision question.
- Compute the point estimate and an uncertainty statement together.
- Run a slice or paired analysis to check whether the aggregate hides structure.
- Archive raw outputs, scores, and seeds before changing the prompt or grader.
For AI systems, false positives and false negatives is especially delicate because the same model can be used with many prompts, decoding policies, tools, retrieval contexts, and safety filters. The measured quantity is therefore a property of the system configuration, not just the base weights.
| AI connection | Evaluation consequence |
|---|---|
| Prompting | Treat prompt templates as part of the protocol, not as invisible setup |
| Decoding | Temperature and sampling change both mean score and variance |
| Retrieval | Retrieved context creates an extra source of failure and leakage |
| Tool use | Tool errors need separate attribution from model reasoning errors |
| Safety layer | Guardrail behavior can improve risk metrics while changing capability metrics |
Implementation checklist:
- Use deterministic seeds for synthetic or sampled evaluation subsets.
- Print metric denominators, not only percentages.
- Keep missing, invalid, timeout, and refusal outcomes explicit.
- Prefer typed result records over loose CSV columns.
- Separate raw model outputs from normalized grader inputs.
- Track the smallest reproducible command that generated the result.
- Record whether the estimate is item-weighted, token-weighted, user-weighted, or domain-weighted.
- Write the decision rule before seeing the final score whenever the result will guide a release.
The mathematical habit to build is skepticism with structure. A score is not ignored because it is noisy; it is interpreted through the design that produced it. False positives and false negatives is one place where that habit becomes concrete.
3.2 Hallucination and unsupported claims
Hallucination and unsupported claims is part of the canonical scope of error analysis and ablations. In this chapter, the object under study is not merely a dataset or a model, but the full failure slice and causal comparison: the items, prompts, outputs, graders, uncertainty statements, and decision rules that turn model behavior into evidence.
The basic mathematical pattern is an empirical estimator. For a model or system evaluated on items , the local estimate is written
The formula is intentionally simple. The difficulty lies in deciding what counts as an item, which loss or score is meaningful, whether the items are independent, and whether the estimate answers the real product or research question. For hallucination and unsupported claims, those choices determine whether the reported number is evidence or decoration.
A useful invariant is that every evaluation claim should be reproducible as a tuple , where is the system, is the task sample, is the prompt or intervention policy, is the grader, and is the aggregation rule. If any part of this tuple is missing, the number cannot be audited.
| Component | What to record | Why it matters |
|---|---|---|
| Item definition | IDs, source, split, and allowed transformations | Prevents accidental drift in hallucination and unsupported claims |
| Scoring rule | Exact formula for \mathbb{1}{e_i \in E} | Makes comparisons repeatable |
| Aggregation | Mean, weighted mean, worst group, or pairwise model | Determines the scientific claim |
| Uncertainty | Standard error, interval, or posterior summary | Separates signal from sampling noise |
| Audit trail | Code version and random seeds | Makes failures debuggable |
Examples of correct use:
- Report hallucination and unsupported claims with item count, prompt protocol, grader version, and a confidence interval.
- Use paired comparisons when two models answer the same evaluation items.
- Inspect at least one meaningful slice before concluding that the aggregate result is reliable.
- Store raw outputs so future graders can be replayed without querying the model again.
- Document whether the metric is measuring capability, reliability, user value, or risk.
Non-examples:
- A leaderboard point estimate without sample size.
- A benchmark score produced with an undocumented prompt template.
- A model-graded result without judge identity, rubric, or agreement check.
- A robustness claim measured only on the easiest in-distribution examples.
- An online win declared before the randomization and logging checks pass.
Worked evaluation pattern for hallucination and unsupported claims:
- Define the evaluation population in words before writing code.
- Choose the smallest metric set that answers the decision question.
- Compute the point estimate and an uncertainty statement together.
- Run a slice or paired analysis to check whether the aggregate hides structure.
- Archive raw outputs, scores, and seeds before changing the prompt or grader.
For AI systems, hallucination and unsupported claims is especially delicate because the same model can be used with many prompts, decoding policies, tools, retrieval contexts, and safety filters. The measured quantity is therefore a property of the system configuration, not just the base weights.
| AI connection | Evaluation consequence |
|---|---|
| Prompting | Treat prompt templates as part of the protocol, not as invisible setup |
| Decoding | Temperature and sampling change both mean score and variance |
| Retrieval | Retrieved context creates an extra source of failure and leakage |
| Tool use | Tool errors need separate attribution from model reasoning errors |
| Safety layer | Guardrail behavior can improve risk metrics while changing capability metrics |
Implementation checklist:
- Use deterministic seeds for synthetic or sampled evaluation subsets.
- Print metric denominators, not only percentages.
- Keep missing, invalid, timeout, and refusal outcomes explicit.
- Prefer typed result records over loose CSV columns.
- Separate raw model outputs from normalized grader inputs.
- Track the smallest reproducible command that generated the result.
- Record whether the estimate is item-weighted, token-weighted, user-weighted, or domain-weighted.
- Write the decision rule before seeing the final score whenever the result will guide a release.
The mathematical habit to build is skepticism with structure. A score is not ignored because it is noisy; it is interpreted through the design that produced it. Hallucination and unsupported claims is one place where that habit becomes concrete.
3.3 Format and instruction errors
Format and instruction errors is part of the canonical scope of error analysis and ablations. In this chapter, the object under study is not merely a dataset or a model, but the full failure slice and causal comparison: the items, prompts, outputs, graders, uncertainty statements, and decision rules that turn model behavior into evidence.
The basic mathematical pattern is an empirical estimator. For a model or system evaluated on items , the local estimate is written
The formula is intentionally simple. The difficulty lies in deciding what counts as an item, which loss or score is meaningful, whether the items are independent, and whether the estimate answers the real product or research question. For format and instruction errors, those choices determine whether the reported number is evidence or decoration.
A useful invariant is that every evaluation claim should be reproducible as a tuple , where is the system, is the task sample, is the prompt or intervention policy, is the grader, and is the aggregation rule. If any part of this tuple is missing, the number cannot be audited.
| Component | What to record | Why it matters |
|---|---|---|
| Item definition | IDs, source, split, and allowed transformations | Prevents accidental drift in format and instruction errors |
| Scoring rule | Exact formula for \mathbb{1}{e_i \in E} | Makes comparisons repeatable |
| Aggregation | Mean, weighted mean, worst group, or pairwise model | Determines the scientific claim |
| Uncertainty | Standard error, interval, or posterior summary | Separates signal from sampling noise |
| Audit trail | Code version and random seeds | Makes failures debuggable |
Examples of correct use:
- Report format and instruction errors with item count, prompt protocol, grader version, and a confidence interval.
- Use paired comparisons when two models answer the same evaluation items.
- Inspect at least one meaningful slice before concluding that the aggregate result is reliable.
- Store raw outputs so future graders can be replayed without querying the model again.
- Document whether the metric is measuring capability, reliability, user value, or risk.
Non-examples:
- A leaderboard point estimate without sample size.
- A benchmark score produced with an undocumented prompt template.
- A model-graded result without judge identity, rubric, or agreement check.
- A robustness claim measured only on the easiest in-distribution examples.
- An online win declared before the randomization and logging checks pass.
Worked evaluation pattern for format and instruction errors:
- Define the evaluation population in words before writing code.
- Choose the smallest metric set that answers the decision question.
- Compute the point estimate and an uncertainty statement together.
- Run a slice or paired analysis to check whether the aggregate hides structure.
- Archive raw outputs, scores, and seeds before changing the prompt or grader.
For AI systems, format and instruction errors is especially delicate because the same model can be used with many prompts, decoding policies, tools, retrieval contexts, and safety filters. The measured quantity is therefore a property of the system configuration, not just the base weights.
| AI connection | Evaluation consequence |
|---|---|
| Prompting | Treat prompt templates as part of the protocol, not as invisible setup |
| Decoding | Temperature and sampling change both mean score and variance |
| Retrieval | Retrieved context creates an extra source of failure and leakage |
| Tool use | Tool errors need separate attribution from model reasoning errors |
| Safety layer | Guardrail behavior can improve risk metrics while changing capability metrics |
Implementation checklist:
- Use deterministic seeds for synthetic or sampled evaluation subsets.
- Print metric denominators, not only percentages.
- Keep missing, invalid, timeout, and refusal outcomes explicit.
- Prefer typed result records over loose CSV columns.
- Separate raw model outputs from normalized grader inputs.
- Track the smallest reproducible command that generated the result.
- Record whether the estimate is item-weighted, token-weighted, user-weighted, or domain-weighted.
- Write the decision rule before seeing the final score whenever the result will guide a release.
The mathematical habit to build is skepticism with structure. A score is not ignored because it is noisy; it is interpreted through the design that produced it. Format and instruction errors is one place where that habit becomes concrete.
3.4 Reasoning errors
Reasoning errors is part of the canonical scope of error analysis and ablations. In this chapter, the object under study is not merely a dataset or a model, but the full failure slice and causal comparison: the items, prompts, outputs, graders, uncertainty statements, and decision rules that turn model behavior into evidence.
The basic mathematical pattern is an empirical estimator. For a model or system evaluated on items , the local estimate is written
The formula is intentionally simple. The difficulty lies in deciding what counts as an item, which loss or score is meaningful, whether the items are independent, and whether the estimate answers the real product or research question. For reasoning errors, those choices determine whether the reported number is evidence or decoration.
A useful invariant is that every evaluation claim should be reproducible as a tuple , where is the system, is the task sample, is the prompt or intervention policy, is the grader, and is the aggregation rule. If any part of this tuple is missing, the number cannot be audited.
| Component | What to record | Why it matters |
|---|---|---|
| Item definition | IDs, source, split, and allowed transformations | Prevents accidental drift in reasoning errors |
| Scoring rule | Exact formula for \mathbb{1}{e_i \in E} | Makes comparisons repeatable |
| Aggregation | Mean, weighted mean, worst group, or pairwise model | Determines the scientific claim |
| Uncertainty | Standard error, interval, or posterior summary | Separates signal from sampling noise |
| Audit trail | Code version and random seeds | Makes failures debuggable |
Examples of correct use:
- Report reasoning errors with item count, prompt protocol, grader version, and a confidence interval.
- Use paired comparisons when two models answer the same evaluation items.
- Inspect at least one meaningful slice before concluding that the aggregate result is reliable.
- Store raw outputs so future graders can be replayed without querying the model again.
- Document whether the metric is measuring capability, reliability, user value, or risk.
Non-examples:
- A leaderboard point estimate without sample size.
- A benchmark score produced with an undocumented prompt template.
- A model-graded result without judge identity, rubric, or agreement check.
- A robustness claim measured only on the easiest in-distribution examples.
- An online win declared before the randomization and logging checks pass.
Worked evaluation pattern for reasoning errors:
- Define the evaluation population in words before writing code.
- Choose the smallest metric set that answers the decision question.
- Compute the point estimate and an uncertainty statement together.
- Run a slice or paired analysis to check whether the aggregate hides structure.
- Archive raw outputs, scores, and seeds before changing the prompt or grader.
For AI systems, reasoning errors is especially delicate because the same model can be used with many prompts, decoding policies, tools, retrieval contexts, and safety filters. The measured quantity is therefore a property of the system configuration, not just the base weights.
| AI connection | Evaluation consequence |
|---|---|
| Prompting | Treat prompt templates as part of the protocol, not as invisible setup |
| Decoding | Temperature and sampling change both mean score and variance |
| Retrieval | Retrieved context creates an extra source of failure and leakage |
| Tool use | Tool errors need separate attribution from model reasoning errors |
| Safety layer | Guardrail behavior can improve risk metrics while changing capability metrics |
Implementation checklist:
- Use deterministic seeds for synthetic or sampled evaluation subsets.
- Print metric denominators, not only percentages.
- Keep missing, invalid, timeout, and refusal outcomes explicit.
- Prefer typed result records over loose CSV columns.
- Separate raw model outputs from normalized grader inputs.
- Track the smallest reproducible command that generated the result.
- Record whether the estimate is item-weighted, token-weighted, user-weighted, or domain-weighted.
- Write the decision rule before seeing the final score whenever the result will guide a release.
The mathematical habit to build is skepticism with structure. A score is not ignored because it is noisy; it is interpreted through the design that produced it. Reasoning errors is one place where that habit becomes concrete.
3.5 Tool and retrieval failures
Tool and retrieval failures is part of the canonical scope of error analysis and ablations. In this chapter, the object under study is not merely a dataset or a model, but the full failure slice and causal comparison: the items, prompts, outputs, graders, uncertainty statements, and decision rules that turn model behavior into evidence.
The basic mathematical pattern is an empirical estimator. For a model or system evaluated on items , the local estimate is written
The formula is intentionally simple. The difficulty lies in deciding what counts as an item, which loss or score is meaningful, whether the items are independent, and whether the estimate answers the real product or research question. For tool and retrieval failures, those choices determine whether the reported number is evidence or decoration.
A useful invariant is that every evaluation claim should be reproducible as a tuple , where is the system, is the task sample, is the prompt or intervention policy, is the grader, and is the aggregation rule. If any part of this tuple is missing, the number cannot be audited.
| Component | What to record | Why it matters |
|---|---|---|
| Item definition | IDs, source, split, and allowed transformations | Prevents accidental drift in tool and retrieval failures |
| Scoring rule | Exact formula for \mathbb{1}{e_i \in E} | Makes comparisons repeatable |
| Aggregation | Mean, weighted mean, worst group, or pairwise model | Determines the scientific claim |
| Uncertainty | Standard error, interval, or posterior summary | Separates signal from sampling noise |
| Audit trail | Code version and random seeds | Makes failures debuggable |
Examples of correct use:
- Report tool and retrieval failures with item count, prompt protocol, grader version, and a confidence interval.
- Use paired comparisons when two models answer the same evaluation items.
- Inspect at least one meaningful slice before concluding that the aggregate result is reliable.
- Store raw outputs so future graders can be replayed without querying the model again.
- Document whether the metric is measuring capability, reliability, user value, or risk.
Non-examples:
- A leaderboard point estimate without sample size.
- A benchmark score produced with an undocumented prompt template.
- A model-graded result without judge identity, rubric, or agreement check.
- A robustness claim measured only on the easiest in-distribution examples.
- An online win declared before the randomization and logging checks pass.
Worked evaluation pattern for tool and retrieval failures:
- Define the evaluation population in words before writing code.
- Choose the smallest metric set that answers the decision question.
- Compute the point estimate and an uncertainty statement together.
- Run a slice or paired analysis to check whether the aggregate hides structure.
- Archive raw outputs, scores, and seeds before changing the prompt or grader.
For AI systems, tool and retrieval failures is especially delicate because the same model can be used with many prompts, decoding policies, tools, retrieval contexts, and safety filters. The measured quantity is therefore a property of the system configuration, not just the base weights.
| AI connection | Evaluation consequence |
|---|---|
| Prompting | Treat prompt templates as part of the protocol, not as invisible setup |
| Decoding | Temperature and sampling change both mean score and variance |
| Retrieval | Retrieved context creates an extra source of failure and leakage |
| Tool use | Tool errors need separate attribution from model reasoning errors |
| Safety layer | Guardrail behavior can improve risk metrics while changing capability metrics |
Implementation checklist:
- Use deterministic seeds for synthetic or sampled evaluation subsets.
- Print metric denominators, not only percentages.
- Keep missing, invalid, timeout, and refusal outcomes explicit.
- Prefer typed result records over loose CSV columns.
- Separate raw model outputs from normalized grader inputs.
- Track the smallest reproducible command that generated the result.
- Record whether the estimate is item-weighted, token-weighted, user-weighted, or domain-weighted.
- Write the decision rule before seeing the final score whenever the result will guide a release.
The mathematical habit to build is skepticism with structure. A score is not ignored because it is noisy; it is interpreted through the design that produced it. Tool and retrieval failures is one place where that habit becomes concrete.